SL
SL

Sean Lane

30 Years of Experience
Garden City, NY
Broker

Sean Lane is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sean is a board member for several organizations, including the Irish National Theatre, the NYC St Patrick's Day Parade Foundation, the National University of Ireland Galway Foundation, Northwell Health Leadership, and the 69th Regimental Trust Advisor Board. He receives no income from these activities.

Employment History
Current Registrations
Morgan Stanley
June 2016 - Present · 9 yrs 11 mos
Morgan StanleyBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
July 2014 - June 2016 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - July 2014 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - July 2014 · 3 yrs 4 mos
Hapoalim Securities USA, INC.Broker
July 2009 - February 2011 · 1 yr 7 mos
Deutsche Bank Securities INC.Broker
August 2007 - January 2009 · 1 yr 5 mos
Hsbc Securities (USA) INC.Broker
June 2005 - May 2007 · 1 yr 11 mos
J.P. Morgan Institutional Investments INC.Broker
October 2001 - May 2005 · 3 yrs 7 mos
Hsbc Brokerage (USA) INC.Broker
April 1999 - March 2001 · 1 yr 11 mos
Salomon Smith Barney INC.Broker
December 1994 - March 1999 · 4 yrs 3 mos
Continental Broker-Dealer CORP.Broker
February 1994 - October 1994 · 8 mos
State Registrations25 states
AZCACOCTDCFLGAILKYLAMAMDMINCNHNJNMNYPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.