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CFP

Warren Gallagher

Private Advisor Group, LLC
31 Years of Experience
Lake Hopatcong, NJ
5 DisclosuresBroker
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Warren Gallagher is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Lake Hopatcong, NJ, with 31 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lake Hopatcong, NJ

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
Customer Dispute
March 2009
Closed-No Action
Customer Dispute
November 2001
Closed-No Action
Customer Dispute
March 2001
Denied
Customer Dispute
December 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Warren is involved with Financial Planners of NJ for tax/investment purposes, dedicating minimal time. He also provides investment advisory services through Private Advisor Group and The Gallagher Financial Group, spending about a quarter of his time on each.

Employment History
Current Registrations
Private Advisor Group, LLC
January 2018 - Present · 8 yrs 9 mos
LPL Financial LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Paradigm Wealth Advisory LLC
June 2016 - December 2019 · 3 yrs 6 mos
First Allied Advisory Services, INC.
July 2012 - June 2016 · 3 yrs 11 mos
First Allied Securities, INC.
November 2003 - July 2012 · 8 yrs 8 mos
First Allied Securities, INC.Broker
July 2003 - June 2016 · 12 yrs 11 mos
Wachovia Securities, LLCBroker
May 2001 - July 2003 · 2 yrs 2 mos
Salomon Smith Barney INC.Broker
September 1998 - May 2001 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1995 - October 1998 · 3 yrs 2 mos
Gilmore Securities & CO.Broker
April 1995 - July 1995 · 3 mos
Gruntal & CO. IncorporatedBroker
December 1994 - April 1995 · 4 mos
State Registrations15 states
AZCOFLGAMAMDMENCNJNYORPASCSDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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