Warren Gallagher
Warren Gallagher is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Lake Hopatcong, NJ, with 31 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
Lake Hopatcong, NJ
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2012Customer Dispute
March 2009Customer Dispute
November 2001Customer Dispute
March 2001Customer Dispute
December 2000Other Business Activities
Warren is involved with Financial Planners of NJ for tax/investment purposes, dedicating minimal time. He also provides investment advisory services through Private Advisor Group and The Gallagher Financial Group, spending about a quarter of his time on each.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Paradigm Wealth Advisory LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Wachovia Securities, LLCBroker
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gilmore Securities & CO.Broker
Gruntal & CO. IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.