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Jason Zwibel

Garden State Investment Advisory Services, LLC
32 Years of Experience
Wellington, FL
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Jason Zwibel is a registered investment advisor at Garden State Investment Advisory Services, LLC, based in Wellington, FL, with 32 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,531 clients with $670M in assets under management.

Garden State Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
2,531 clients
Average Client Portfolio
$266K average
Assets Under Management
$673.8M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

Fees are negotiable and billed monthly in arrears based on the market value of the account on the last business day of the preceding month.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3319 State Road 7, Suite 305, Wellington, FL, 33449

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
June 2007
Settled
Customer Dispute
November 2000
Denied
Customer Dispute
April 1998
Denied
Employment Separation After Allegations
November 1994
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason is involved with several entities named JEZ Capital, primarily focused on rental property management, with JEZ Capital IV requiring full-time hours. He also dedicates minimal time to the Zwibel Foundation and We Kick Brass as a consultant.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
June 2010 - Present · 16 yrs 4 mos
Garden State Securities, INC.Broker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Gunnallen Financial, INC
September 2007 - February 2010 · 2 yrs 5 mos
Gunnallen Financial, INCBroker
June 2007 - February 2010 · 2 yrs 8 mos
First Securities USA, INC.Broker
November 2001 - October 2004 · 2 yrs 11 mos
Brookstreet Securities CorporationBroker
August 1999 - June 2007 · 7 yrs 10 mos
Josephthal & CO., INC.Broker
November 1995 - September 1999 · 3 yrs 10 mos
A. R. Baron & CO., INC.Broker
December 1994 - November 1995 · 11 mos
D. H. Blair & CO., INC.Broker
March 1994 - November 1994 · 8 mos
State Registrations30 states
ALAZCACODEFLGAIDILINKSKYLAMAMIMONCNENJNMNVNYOHORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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