David Rabin is a registered investment advisor at Regan Capital, based in Dallas, TX, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regan Capital manages investments for separately managed accounts (SMAs) and charges a management fee that is negotiable. The firm also manages pooled investment funds, charging an annual management fee that generally ranges from 1% to 1.5% of the net asset value of each investor's interest in such funds. Additionally, the firm or its affiliates may receive a performance-based fee from SMAs, with terms varying depending on the agreement with each account owner. The firm also manages a mutual fund, charging a management fee of 0.85%, and an ETF, charging a management fee of 0.49%.
Location
300 Crescent Court, Suite 1760, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David works as a Managing Director at Regan Capital, LLC, marketing mutual funds. This investment-related activity takes nearly all of his time.
Employment History
Current Registrations
Regan Capital
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Previous Registrations
Ascendant Capital Management, LLC
Northern Lights Distributors, LLCBroker
Bic Distributors, LLCBroker
Probabilities Fund Management, LLC
Ausdal Financial Partners, INC.Broker
Sei Investments Distribution CO.Broker
Sei Investments Management CORP
Security Distributors, INC.Broker
Sun Life Financial Distributors, INC.Broker
Pacific Select Distributors, INC.Broker
Northern Trust Securities, INC.Broker
Kemper Distributors, INC.Broker
Gruntal & CO. IncorporatedBroker
J. Gregory & Company, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.