James Foxen
James Foxen is a registered investment advisor at Cornerstone Advisory, based in Hunt Valley, MD, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 830 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.95% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Minimum account size of $1,000,000 and/or a minimum fee of $9,500 per year to open and maintain an advisory account, which may be waived in our discretion.
Fee Estimator
Location
211 Old Padonia Road, Hunt Valley, MD, 21030
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is separately licensed as an independent insurance agent.
Employment History
Current Registrations
Cornerstone Advisory
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Brighthouse Securities, LLCBroker
Metlife Investors Distribution CompanyBroker
Aig Capital Services, INC.Broker
Metlife Investors Distribution CompanyBroker
Planco Financial Services, LLCBroker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.