Charles Moore
Charles Moore is a registered investment advisor at LPL Financial LLC, based in Mooresville, NC, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
136 Gateway Blvd, Mooresville, NC, 28117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles operates Griffin-Moore Financial Services as a DBA for his LPL business and sells fixed life insurance. He also owns real estate rental property through MICHAS LLC and operates Moore Wealth Management & Estate Planning and Lighthouse Legacy Advisors as DBAs for his LPL business, dedicating full-time hours to Lighthouse Legacy Advisors.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nationwide Securities, LLC
1717 Capital Management Company
Nationwide Securities, LLCBroker
State Registrations6 states
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