DK
ChFC
DK
ChFC
David Kaiser is a ChFC-designated registered investment advisor, based in Cotopaxi, CO, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Cotopaxi, CO
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2024Settled
Other Business ActivitiesSells Insurance
David is the president/agent at Pinnacor Financial Group Inc since 2000, selling and servicing health and life insurance products, dedicating a few hours per week. He is also president of a tax preparation S-corp, an advisory representative of a RIA, owns residential rental property, and is an independent insurance agent for various companies.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
December 2008 - Present · 17 yrs 10 mos
Cambridge Investment Research, INC.Broker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Securities America Advisors, INC.
January 2001 - March 2010 · 9 yrs 2 mos
Securities America, INC.Broker
December 2000 - December 2008 · 8 yrs
Financial Network Investment CorporationBroker
February 1999 - February 2001 · 2 yrs
Waddell & Reed, INC.Broker
June 1994 - February 1999 · 4 yrs 8 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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