Barbara Mudgett is a registered investment advisor, based in Gilman, WI, with 14 years of industry experience.
Location
Gilman, WI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Barbara works as a practice manager for Glass Financial Advisors, a financial services firm, since September 2022. She dedicates about 10-20% of her time to this role, assisting with paperwork and administrative duties.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2010 - November 2021 · 11 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2010 - November 2021 · 11 yrs 8 mos
State Registrations1 state
WI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.