James Thomforde is a registered investment advisor at Morgan Stanley, based in Ithaca, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
130 East Seneca Street, Suite 500, Ithaca, NY, 14850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is involved with an estate since January 2022. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Cowen and CompanyBroker
C.E. Unterberg, Towbin, LLC.Broker
Citigroup Global Markets INC.Broker
Salomon Smith Barney INC.Broker
State Registrations44 states
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