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CFP
MW
CFP

Mary Ward

Oppenheimer & CO. INC.
31 Years of Experience
Birmingham, MI
Broker
View SEC Summary
View SEC Summary

Mary Ward is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Birmingham, MI, with 31 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

385 S. Eton Street, Birmingham, MI, 48009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary is a co-trustee of the Donald W. Ward and Mary E. Ward Rev. Trust, spending minimal time on it. She is also the President of Silverbrook Condominium Association, dedicating minimal time annually.

Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2007 - Present · 19 yrs 1 mo
Oppenheimer & CO. INC.
March 2005 - Present · 21 yrs 7 mos
Oppenheimer & CO. INC.Broker
March 2005 - Present · 21 yrs 7 mos
Previous Registrations
The Huntington Investment CompanyBroker
March 2003 - March 2005 · 2 yrs
Edward JonesBroker
January 2000 - March 2002 · 2 yrs 2 mos
Systematized Benefits Administrators, INC.Broker
April 1997 - February 2000 · 2 yrs 10 mos
Aetna Investment Services, INC.Broker
April 1994 - February 2000 · 5 yrs 10 mos
State Registrations15 states
ARAZCACOFLGAILINKSMINCOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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