RD
RD

Roseann Divincenzo

26 Years of Experience
Mentor, OH
Broker

Roseann Divincenzo is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mentor, OH, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

7473 Center Street, Mentor, OH, 44060

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Roseann works for Carver Financial Services, LLC as a Registered Compliance Administrator, providing client service and financial advisor support. This takes about a quarter to about half of her time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2012 - Present · 13 yrs 10 mos
Raymond James Financial Services, INC.Broker
September 2012 - Present · 13 yrs 10 mos
Raymond James Financial Services, INC.
September 2012 - Present · 13 yrs 10 mos
Previous Registrations
Capital Analysts Incorporated
April 2010 - February 2012 · 1 yr 10 mos
Capital Analysts, IncorporatedBroker
April 2010 - February 2012 · 1 yr 10 mos
Sanders Morris Harris INC.Broker
June 2008 - May 2010 · 1 yr 11 mos
Sanders Morris Harris INC.
June 2008 - May 2010 · 1 yr 11 mos
Lincoln Financial Advisors Corporation
February 2008 - June 2008 · 4 mos
Lincoln Financial Advisors CorporationBroker
February 2008 - June 2008 · 4 mos
Amtrust Investment Services, INC.Broker
October 2003 - January 2008 · 4 yrs 3 mos
Harris Investor Services LLCBroker
May 2002 - August 2003 · 1 yr 3 mos
Harris Investorline INC.Broker
March 2001 - May 2002 · 1 yr 2 mos
Midwest Research First Tennessee Securities CORP.Broker
January 2001 - February 2001 · 1 mo
Maxus Securities CORPBroker
April 1999 - January 2001 · 1 yr 9 mos
Dean Witter Reynolds INC.Broker
June 1998 - September 1998 · 3 mos
State Registrations39 states
AKALARAZCACOCTFLGAHIIDILINKYLAMAMDMIMNMOMSNCNJNMNVNYOHOKORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.