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William Leboeuf

Compound Planning, INC.
30 Years of Experience
Dayton, OH
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

William Leboeuf is a registered investment advisor at Compound Planning, INC., based in Dayton, OH, with 30 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 2 more. Their firm serves 13,653 clients with $4.8B in assets under management.

Compound Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
13,653 clients
Average Client Portfolio
$355K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees vary by strategy type: 0.25% ($60 minimum) for the TAMP platform, 0.15% for in-house models, 0% to 2.00% for third-party models, 0.05% for intermediary as manager, and 0.35% for alternative strategies. Total advisory fees will not exceed a maximum cap of 2.00% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3033 Kettering Boulevard, Ste 103, Dayton, OH, 45439

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2022
Final
Regulatory
November 2021
Final
Employment Separation After Allegations
November 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is a director for the YMCA and Western Golf Association, and a board member for Consumer Optix. He is also a Managing Director for Carillon Advisors Insurance Agency, selling life and health insurance, dedicating about 10-20% of his time to this role.

Employment History
Current Registrations
Compound Planning, INC.
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
One Resource Group Private Advisor Group
December 2019 - June 2020 · 6 mos
Cetera Advisor Networks LLCBroker
March 2019 - December 2019 · 9 mos
Cetera Advisor Networks LLC
March 2019 - December 2019 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2009 - March 2019 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - March 2019 · 9 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.
September 2002 - June 2009 · 6 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2002 - June 2009 · 6 yrs 10 mos
Lehman Brothers INC.Broker
February 2001 - September 2002 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
June 1994 - March 2001 · 6 yrs 9 mos
State Registrations2 states
LAOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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