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Lynn Carter

Truist Advisory Services, INC.
29 Years of Experience
Marietta, GA
2 DisclosuresBroker
View SEC Summary
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Lynn Carter is a registered investment advisor at Truist Advisory Services, INC., based in Marietta, GA, with 29 years of industry experience. Lynn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.

Truist Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1974 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.20%
$250K - $500K2.15%
$500K - $1.0M2.00%
$1.0M - $2.0M1.85%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.65%
$10.0M - $25.0M1.50%
$25M+1.45%

Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1331 Johnson Ferry Rd, Marietta, GA, 30068

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Customer Dispute
December 2015
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Truist Advisory Services, INC.
September 2016 - Present · 10 yrs 1 mo
Truist Investment Services, INC.
December 2008 - Present · 17 yrs 10 mos
Truist Investment Services, INC.Broker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Suntrust Investment Services, INC.
December 2008 - December 2016 · 8 yrs
Ameriprise Financial Services, INC.
August 2008 - December 2008 · 4 mos
Ameriprise Financial Services, INC.Broker
April 2008 - December 2008 · 8 mos
Wachovia Securities, LLC
April 2003 - October 2005 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
October 2000 - October 2005 · 5 yrs
First Union Brokerage Services, INC.Broker
May 1997 - October 2000 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1995 - May 1997 · 2 yrs 1 mo
Prudential Securities IncorporatedBroker
May 1994 - March 1995 · 10 mos
State Registrations16 states
ALAZCAFLGAIAILKSMIMONCNHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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