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Thomas Laughlin

Wells Fargo Advisors
31 Years of Experience
Oakhurst, NJ
1 DisclosureBroker
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Thomas Laughlin is a registered investment advisor at Wells Fargo Advisors, based in Oakhurst, NJ, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1600 Highway 35 and Deal Rd, [J6/J9-Rbo], Oakhurst, NJ, 07755

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2021
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
March 2022 - Present · 4 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLC
July 2015 - December 2021 · 6 yrs 5 mos
J.P. Morgan Securities LLCBroker
July 2015 - December 2021 · 6 yrs 5 mos
Santander Securities LLCBroker
September 2012 - July 2015 · 2 yrs 10 mos
Santander Securities
September 2012 - July 2015 · 2 yrs 10 mos
LPL Financial LLC
June 2012 - September 2012 · 3 mos
LPL Financial LLCBroker
June 2012 - September 2012 · 3 mos
Morgan Stanley Smith Barney LLC
November 2011 - June 2012 · 7 mos
Morgan Stanley Smith BarneyBroker
November 2011 - June 2012 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - November 2011 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2010 - November 2011 · 1 yr 9 mos
Barclays Capital INC.Broker
December 2008 - September 2009 · 9 mos
Bear Wagner Specialists LLCBroker
April 2001 - March 2009 · 7 yrs 11 mos
Wagner Stott Mercator, L.L.C.Broker
August 1995 - April 2001 · 5 yrs 8 mos
Wagner, Stott & CO.Broker
April 1994 - August 1995 · 1 yr 4 mos
State Registrations11 states
ALCADEFLIDNCNJNYPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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