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Thomas Laughlin
31 Years of Experience
Oakhurst, NJ
1 DisclosureBroker
Thomas Laughlin is a registered investment advisor at Wells Fargo Advisors, based in Oakhurst, NJ, with 31 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1600 Highway 35 and Deal Rd, [J6/J9-Rbo], Oakhurst, NJ, 07755
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
December 2021Employment History
Current Registrations
Wells Fargo Advisors
March 2022 - Present · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
July 2015 - December 2021 · 6 yrs 5 mos
J.P. Morgan Securities LLCBroker
July 2015 - December 2021 · 6 yrs 5 mos
Santander Securities LLCBroker
September 2012 - July 2015 · 2 yrs 10 mos
Santander Securities
September 2012 - July 2015 · 2 yrs 10 mos
LPL Financial LLC
June 2012 - September 2012 · 3 mos
LPL Financial LLCBroker
June 2012 - September 2012 · 3 mos
Morgan Stanley Smith Barney LLC
November 2011 - June 2012 · 7 mos
Morgan Stanley Smith BarneyBroker
November 2011 - June 2012 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - November 2011 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2010 - November 2011 · 1 yr 9 mos
Barclays Capital INC.Broker
December 2008 - September 2009 · 9 mos
Bear Wagner Specialists LLCBroker
April 2001 - March 2009 · 7 yrs 11 mos
Wagner Stott Mercator, L.L.C.Broker
August 1995 - April 2001 · 5 yrs 8 mos
Wagner, Stott & CO.Broker
April 1994 - August 1995 · 1 yr 4 mos
State Registrations11 states
ALCADEFLIDNCNJNYPASCWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.