TrueAdvisor
TrueAdvisor
SC
SC

Steven Caruso

Hornor, Townsend & Kent, LLC
28 Years of Experience
Conshohocken, PA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Steven Caruso is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Conshohocken, PA, with 28 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.

Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
465 advisors
Number of Clients
28,369 clients
Average Client Portfolio
$318K average
Assets Under Management
$9.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

161 Washington St, Suite 1111, Conshohocken, PA, 19428

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 1995
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
February 2013 - Present · 13 yrs 8 mos
Hornor, Townsend & Kent, LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Wall Street Financial Group, INC.Broker
June 2012 - December 2012 · 6 mos
Ameriprise Financial Services, INC.Broker
April 2007 - January 2011 · 3 yrs 9 mos
Mark Stewart Securities, INC.Broker
February 2005 - May 2007 · 2 yrs 3 mos
William O'neil & Company, IncorporatedBroker
June 2001 - May 2003 · 1 yr 11 mos
Wall Street Financial Group, INC.Broker
January 2000 - November 2000 · 10 mos
Concord Brokerage Services, INC.Broker
September 1997 - January 2000 · 2 yrs 4 mos
National Discount BrokersBroker
August 1995 - July 1997 · 1 yr 11 mos
Kennedy, Cabot & CO.Broker
April 1995 - June 1995 · 2 mos
Dean Witter Reynolds INC.Broker
August 1994 - March 1995 · 7 mos
Smith Barney INC.Broker
May 1994 - July 1994 · 2 mos
State Registrations2 states
NYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Conshohocken, PA →All financial advisors in Pennsylvania →