TrueAdvisor
TrueAdvisor
EF
EF

Edward Ferguson

Stifel, Nicolaus & Company, Incorporated
32 Years of Experience
Athens, GA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Edward Ferguson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Athens, GA, with 32 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

394 Milledge Avenue, Suite 106, Athens, GA, 30605

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
Customer Dispute
October 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward is an Emeritus Board Member at UGA Terry College of Business, a Board Member for Goodwill of North Georgia, Campaign Chairman for Ga Beta SAE Fraternity Campaign Committee, Secretary for Dick Ferguson's Clothing Store (owning 33% of the business), and a Board Member at Athens Country Club. These activities require minimal time commitment.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2022 - Present · 4 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
October 2022 - Present · 4 yrs
Previous Registrations
Raymond James & Associates, INC.
February 2013 - October 2022 · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - October 2022 · 9 yrs 8 mos
Morgan Keegan & Company, INC.
January 2003 - February 2013 · 10 yrs 1 mo
Morgan Keegan & Company, INC.Broker
May 1994 - February 2013 · 18 yrs 9 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMOMSMTNCNHNJNMNVNYOHOKORPAPRSCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Athens, GA →All financial advisors in Georgia →