William Dobbins
William Dobbins is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Norfolk, CT, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
10 Station Pl., Norfolk, CT, 06058
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2018Other Business Activities
William is a notary public for clients, dedicating minimal time to this activity. He is also the 100% owner of WGD Wealth Management, LLC, a DBA used for marketing purposes, which takes more than full-time hours.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.