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William Nolan
31 Years of Experience
Buena Park, CA
2 DisclosuresBroker
William Nolan is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Buena Park, CA, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5470 Beach Blvd, Buena Park, CA, 90621
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2009Denied
Customer Dispute
June 2009Settled
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
January 2010 - Present · 16 yrs 4 mos
U.S. Bancorp Advisors, LLCBroker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Essex National Securities, INC.Broker
January 2009 - August 2009 · 7 mos
AXA Advisors, LLCBroker
June 2008 - January 2009 · 7 mos
LPL Financial CorporationBroker
March 2008 - June 2008 · 3 mos
Ifmg Securities, INC.Broker
May 2005 - March 2008 · 2 yrs 10 mos
Duerr Financial CorporationBroker
May 2002 - May 2005 · 3 yrs
Fiserv Investor Services, INC.Broker
March 2000 - May 2002 · 2 yrs 2 mos
PFS Investments INC.Broker
April 1994 - March 2000 · 5 yrs 11 mos
State Registrations12 states
AZCACOFLGANCNVNYORTNTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.