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Thomas Cxypoliski

Citizens Securities, INC.
31 Years of Experience
Hyannis, MA
4 DisclosuresBroker
View SEC Summary
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Thomas Cxypoliski is a registered investment advisor at Citizens Securities, INC., based in Hyannis, MA, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 60,545 clients with $13B in assets under management.

Citizens Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
787 advisors
Number of Clients
60,545 clients
Average Client Portfolio
$213K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.35%
$250K - $500K1.25%
$500K - $1.0M1.13%
$1.0M - $2.0M1.08%
$2.0M - $5.0M1.03%
$5M+0.98%

Schedule reflects fees for the Advisory Connect program. Other managed account programs charge an advisor fee up to 2%, plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

425 Attucks Lane, Stop&Shop, Hyannis, MA, 02601

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2016
Final
Regulatory
June 2012
Final
Customer Dispute
December 2006
Denied
Criminal
May 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is the executor of his mother's estate. This activity is not investment-related.

Employment History
Current Registrations
Citizens Securities, INC.
March 2021 - Present · 5 yrs 7 mos
Citizens Securities, INC.Broker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Eagle Strategies LLC
February 2017 - March 2021 · 4 yrs 1 mo
Nylife Securities LLCBroker
May 2016 - March 2021 · 4 yrs 10 mos
Ameriprise Financial Services, INC.
August 2015 - November 2015 · 3 mos
Ameriprise Financial Services, INC.Broker
August 2015 - November 2015 · 3 mos
Jhs Capital Advisors, LLC
November 2011 - August 2015 · 3 yrs 9 mos
Jhs Capital Advisors, LLCBroker
October 2011 - August 2015 · 3 yrs 10 mos
RBC Capital Markets, LLC
February 2004 - October 2011 · 7 yrs 8 mos
RBC Capital Markets, LLCBroker
January 2004 - October 2011 · 7 yrs 9 mos
Advest, INC.Broker
February 2003 - February 2004 · 1 yr
Wachovia Securities, INC.
October 2000 - February 2003 · 2 yrs 4 mos
Wachovia Securities, INC.Broker
August 2000 - February 2003 · 2 yrs 6 mos
Salomon Smith Barney INC.Broker
May 1994 - August 2000 · 6 yrs 3 mos
State Registrations7 states
CTFLMAMENYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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