Paul Okawa
Paul Okawa is a CFA-designated registered investment advisor at Modern Wealth Management, LLC, based in Clabasas, CA, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,716 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable.
Fee Estimator
Location
27001 Agoura Road, Suite 150, Clabasas, CA, 91301
Get directionsHistory
Regulatory History (1)
Criminal
November 1987Other Business ActivitiesSells Insurance
Paul is a life and health insurance agent in Calabasas, CA, selling life, disability, LTC, and fixed products. He dedicates various hours per month as required to this non-investment related activity.
Employment History
Current Registrations
Modern Wealth Management, LLC
Previous Registrations
M. S. Howells & CO.Broker
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Planned Asset Management
Afa Advisor Services LLC
Afa Financial Group, LLCBroker
Quantitative Strategies, INC.
Sentra Securities CorporationBroker
Planned Asset Management
United Pacific Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.