JW
JW

Joan Winter

31 Years of Experience
Barrington, IL
Broker

Joan Winter is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

760 West Main Street, Barrington, IL, 60010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joan is a sole proprietor/owner of PhotoJJenic, a photography business, spending a few hours per week on it since 2019. She is also a partner in Julie Gockman Photography since 2023, spending about a quarter of her time on it.

Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
American Express Financial Advisors INC.Broker
November 2000 - February 2002 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
November 2000 - February 2002 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - June 2000 · 4 yrs 1 mo
Linsco/private Ledger CORP.Broker
November 1995 - May 1996 · 6 mos
Edward D. Jones & CO., L.P.Broker
August 1995 - November 1995 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - May 1995 · 4 mos
Wayne Hummer & CO.Broker
April 1994 - December 1994 · 8 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.