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David Alderman is a registered investment advisor at Morgan Stanley, based in Kennewick, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8202 West Quinault Avenue, Suite-A110, Kennewick, WA, 99336
Get directionsHistory
Regulatory History (4)
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Customer Dispute
December 2009Denied
Customer Dispute
March 2004Denied
Customer Dispute
March 2001Settled
Customer Dispute
November 1996Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 1996 - June 2009 · 13 yrs 3 mos
Citigroup Global Markets INC.Broker
April 1994 - June 2009 · 15 yrs 2 mos
State Registrations23 states
AKAZCACODCFLGAIDILINKSLAMDMONEORSCSDTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.