TrueAdvisor
TrueAdvisor
VT
CFP
VT
CFP

Vincent Tropea

RBC Securities, INC.
32 Years of Experience
Glendale, CA
Broker
View SEC Summary
View SEC Summary

Vincent Tropea is a CFP-designated registered investment advisor at RBC Securities, INC., based in Glendale, CA, with 32 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,451 clients with $1.5B in assets under management.

RBC Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
123 advisors
Number of Clients
1,451 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1M+1.00%

Rates shown are for growth-oriented strategies. Fixed income and conservative strategies charge 0.80% on the first $1M and 0.65% on amounts over $1M. Fees are negotiable in certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

550 North Brand Blvd., 1st Floor, Glendale, CA, 91203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Vincent is the property owner/landlord of the Tropea Family Trust, which owns multiple single-family real estate investments. He spends minimal time on these activities.

Employment History
Current Registrations
RBC Securities, INC
April 2010 - Present · 16 yrs 6 mos
RBC Securities, INC.
April 2010 - Present · 16 yrs 6 mos
RBC Securities, INCBroker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Chase Investment Services CORP.
May 2009 - April 2010 · 11 mos
Chase Investment Services CORP.Broker
May 2009 - April 2010 · 11 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Wamu Investments, INC.Broker
November 2003 - May 2009 · 5 yrs 6 mos
Newpoint Securities, LLCBroker
June 2000 - December 2003 · 3 yrs 6 mos
Vmr Capital Markets USBroker
September 1997 - July 2000 · 2 yrs 10 mos
Murphey, Marseilles, Smith & Nammack, INC.Broker
December 1996 - May 1997 · 5 mos
J.B. Oxford & CompanyBroker
June 1994 - December 1996 · 2 yrs 6 mos
Reynolds Kendrick Stratton, INC.Broker
April 1994 - June 1994 · 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Glendale, CA →All financial advisors in California →