TrueAdvisor
TrueAdvisor
KZ
KZ

Kathleen Zelenka

Janney Montgomery Scott LLC
32 Years of Experience
Yardley, PA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kathleen Zelenka is a registered investment advisor at Janney Montgomery Scott LLC, based in Yardley, PA, with 32 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1010 Stony Hill Road, Suite 300, Yardley, PA, 19067

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kathleen is a board member of the Cedar Hollow Condominium Association since 2002, dedicating minimal time each month. She meets quarterly to review by-laws and the budget for her homeowner's association.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
June 2018 - Present · 8 yrs 4 mos
Janney Montgomery Scott LLC
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2012 - June 2018 · 6 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
February 2012 - June 2018 · 6 yrs 4 mos
Wells Fargo Advisors, LLC
May 2007 - February 2012 · 4 yrs 9 mos
Wells Fargo Advisors, LLCBroker
May 2007 - February 2012 · 4 yrs 9 mos
Janney Montgomery Scott LLC
March 2006 - May 2007 · 1 yr 2 mos
Janney Montgomery Scott LLCBroker
June 2001 - May 2007 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
July 1998 - June 2001 · 2 yrs 11 mos
Wheat, First Securities, INC.Broker
March 1995 - July 1998 · 3 yrs 4 mos
Smith Barney INC.Broker
April 1994 - March 1995 · 11 mos
State Registrations36 states
ALAZCACOCTDCDEFLGAHIILKSMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPARISCTXVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Yardley, PA →All financial advisors in Pennsylvania →
Kathleen Zelenka - Financial Advisor | TrueAdvisor