Charlene Monts
Charlene Monts is a registered investment advisor at Osaic Wealth, INC., based in Reisterstown, MD, with 31 years of industry experience. Charlene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Reisterstown, MD
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Regulatory History (2)
Customer Dispute
November 2011Customer Dispute
September 2009Other Business ActivitiesSells Insurance
Charlene is involved in fixed insurance sales, dedicating nearly full-time hours to this activity. She also serves as President/CEO of Monts Enterprises LLC, a business consulting firm, and works as an IAR for Sagamore Wealth Financial, spending a few hours per week on each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Andes Capital Group, LLCBroker
W R Rice Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.