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Michael Mordenti

31 Years of Experience
Charlotte, NC
Broker

Michael Mordenti is a registered investment advisor, based in Charlotte, NC, with 31 years of industry experience.

Location

5935 Carnegie Blvd, Ste 300, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2025 - Present · 7 mos
Raymond James Financial Services Advisors, INC
October 2025 - Present · 7 mos
Previous Registrations
Raymond James & Associates, INC.
April 2009 - October 2025 · 16 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2009 - October 2025 · 16 yrs 6 mos
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Citigroup Global Markets INC.
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker INC
December 2001 - February 2006 · 4 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1994 - February 2006 · 11 yrs 10 mos
State Registrations30 states
ARAZCACOCTDCDEFLGAILINKYLAMAMDMEMIMTNCNHNJNYORPASCTNTXUTVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Mordenti - Financial Advisor | TrueAdvisor