Thomas Thalman
Thomas Thalman is a CFP-designated registered investment advisor at Colorado Financial Service Corporation, based in Wake Forest, NC, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees are negotiable. Amounts over $2,500,000 are negotiable.
Fee Estimator
Location
1776 Heritage Center Dr Ste 200, Wake Forest, NC, 27587
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Turning Point Retirement Associates is Thomas's DBA for advisory services. This activity is investment-related through CFSC, with compensation received through CFSC.
Employment History
Current Registrations
Colorado Financial Service Corporation
Colorado Financial Service Corporation
Colorado Financial Service CorporationBroker
Previous Registrations
Lifestyle Freedom Advisory Group, LLC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Edward JonesBroker
H.D. Vest Investment Securities, INC.Broker
Princor Financial Services CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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