David Rapp is a registered investment advisor, based in Greensboro, NC, with 11 years of industry experience.
Location
620 Green Valley Rd., Ste. 206, Greensboro, NC, 27408
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mutual Securities, INC.Broker
November 2024 - Present · 1 yr 6 mos
Mutual Advisors, LLC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Edward Jones
September 2023 - October 2024 · 1 yr 1 mo
Edward JonesBroker
August 2023 - October 2024 · 1 yr 2 mos
VALIC Financial Advisors, INC.Broker
May 2005 - May 2005 · 0 mos
VALIC Financial Advisors, INC.
May 2005 - May 2005 · 0 mos
M Holdings Securities, INC.
December 2001 - June 2003 · 1 yr 6 mos
M Holdings Securities, INC.Broker
December 2001 - June 2003 · 1 yr 6 mos
Wachovia Securities, INC.Broker
February 2000 - April 2002 · 2 yrs 2 mos
Wachovia Brokerage ServiceBroker
April 1994 - February 2000 · 5 yrs 10 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.