James Nomura
James Nomura is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3600 Wilshire Blvd, Suite 1914, Los Angeles, CA, 90010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products, including life, disability, annuities, and long-term care. He also serves as a director for the American Soft Tennis Association (a few hours per week) and as a wellness consultant for Nikken (a few hours per week), and is an affiliated person with Financial Network (full-time).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
American Eastern Securities, INC.Broker
State Registrations1 state
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