James Horrocks
James Horrocks is a registered investment advisor at Onedigital, based in Danvers, MA, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 19,007 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneDigital charges investment advisory fees based on a percentage of the value of your investments, typically billed quarterly in advance. The annual fee will not exceed 2.00%. Clients can combine accounts within their household to reach higher discount tiers. Fees may be deducted from your account or billed directly. Fees are prorated for new accounts or terminations. OneDigital may recommend third-party asset managers, whose fees are separate.
Location
222 Rosewood Drive, 10th Floor, Danvers, MA, 01923
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2001Criminal
March 1991Other Business ActivitiesSells Insurance
James provides investment advisory services through Coastal Capital Group, Inc, dedicating full-time hours to this activity. He is also a board member for North Shore Community College Foundation & Endowment, and an agent selling fixed insurance for PKS Financial.
Employment History
Current Registrations
Onedigital
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Timescale Financial, INC.
Northeast Planning Associates, INC.
LPL Financial LLC
LPL Financial LLCBroker
New England SecuritiesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.