Thomas Sowers is a registered investment advisor, based in Harrisonburg, VA, with 31 years of industry experience.
Location
250 Neff Ave, Harrisonburg, VA, 22801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is the Broom Sale Chairman for the local Lions Club chapter, an international non-profit civic organization. He dedicates minimal time to organizing their annual broom sale.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
February 2008 - January 2018 · 9 yrs 11 mos
Bb&t Investment Services, INC.
February 2008 - January 2018 · 9 yrs 11 mos
Citigroup Global Markets INC.
February 2006 - February 2008 · 2 yrs
Citigroup Global Markets INC.Broker
February 2006 - February 2008 · 2 yrs
Legg Mason Wood Walker INC
March 2001 - February 2006 · 4 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
September 2000 - February 2006 · 5 yrs 5 mos
Scott & Stringfellow, INC.Broker
May 1999 - September 2000 · 1 yr 4 mos
Scott & Stringfellow, INC.Broker
May 1994 - May 1999 · 5 yrs
State Registrations17 states
AZDCDEFLIAKSMDMNNCNYOHPASCTNTXVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.