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Mark Petrie

Geneos Wealth Management, INC.
32 Years of Experience
Casper, WY
2 DisclosuresBroker
View SEC Summary
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Mark Petrie is a registered investment advisor at Geneos Wealth Management, INC., based in Casper, WY, with 32 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.

Geneos Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
21,668 clients
Average Client Portfolio
$425K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 N Forest Dr, Suite 200, Casper, WY, 82609

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007
Closed-No Action
Customer Dispute
December 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark will operate under Peak Asset Managers LLC at the branch location. He also serves as a co-trustee for a family trust.

Employment History
Current Registrations
Geneos Wealth Management, INC.Broker
April 2013 - Present · 13 yrs 6 mos
Geneos Wealth Management, INC.
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Kaiser and CompanyBroker
April 2011 - June 2013 · 2 yrs 2 mos
Kaiser Wealth Management
April 2011 - June 2013 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1998 - May 2011 · 13 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - May 2011 · 13 yrs 2 mos
Piper Jaffray INC.Broker
April 1994 - April 1998 · 4 yrs
State Registrations16 states
AZCACOFLKSLAMNMOMTNDNVOKTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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