William Purcell is a registered investment advisor, based in Greer, SC, with 30 years of industry experience.
Location
Greer, SC
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLC
March 2024 - Present · 2 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2012 - March 2024 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2012 - March 2024 · 11 yrs 7 mos
NFP Securities, INC.
January 2011 - December 2011 · 11 mos
NFP Securities, INC.Broker
January 2011 - December 2011 · 11 mos
Suntrust Investment Services, INC.
December 2009 - December 2010 · 1 yr
Suntrust Investment Services, INC.Broker
August 2009 - December 2010 · 1 yr 4 mos
Directed Services LLCBroker
February 2003 - April 2009 · 6 yrs 2 mos
Sage Distributors, INC.Broker
July 2001 - January 2003 · 1 yr 6 mos
Sunamerica Capital Services, INC.Broker
March 2000 - June 2001 · 1 yr 3 mos
Nylife Distributors INC.Broker
February 1999 - February 2000 · 1 yr
Nylife Securities INC.Broker
February 1999 - December 1999 · 10 mos
Federated Securities CORP.Broker
May 1994 - October 1998 · 4 yrs 5 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.