Timothy Mariano
Timothy Mariano is a registered investment advisor at LPL Enterprise, LLC, based in Sarasota, FL, with 28 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
3403 Magic Oak Ln, Sarasota, FL, 34232
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is the President of First United Benefit Groups and First United Benefit Corp, both in the healthcare and social assistance sector, dedicating about 10-20% of his time to each. He is also an advisor at MDM Wealth Advisors, spending full-time hours there, though the entity is only for renting office space.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Gfi Securities LLCBroker
Garban Corporates LLCBroker
Prebon Financial Products INC.Broker
Garban Corporates LLCBroker
Liberty BrokersBroker
Liberty Brokerage INC.Broker
Tradition (government Securities) INC.Broker
Patriot Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.