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Robert Stevens is a registered investment advisor, based in Norfolk, VA, with 31 years of industry experience.
Location
999 Waterside Dr, Ste 2525, Norfolk, VA, 23510
Get directionsHistory
Regulatory History (10)
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Customer Dispute
August 2016Denied
Customer Dispute
June 2016Denied
Customer Dispute
December 2011Denied
Customer Dispute
October 2010Denied
Customer Dispute
August 2010Denied
Customer Dispute
January 2010Denied
Customer Dispute
March 2009Denied
Customer Dispute
July 2008Settled
Customer Dispute
February 2008Denied
Customer Dispute
August 1998Closed-No Action
Other Business ActivitiesSells Insurance
Robert is an independent insurance agent for various insurance companies through Stevens Asset Management. He is also an advisory representative of a registered investment advisor (RIA) and uses a trade name/DBA, dedicating minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2016 - Present · 10 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - February 2016 · 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - February 2016 · 7 mos
Sterne, Agee & Leach, INC.Broker
December 2011 - July 2015 · 3 yrs 7 mos
Sterne Agee Asset Management, INC.
December 2011 - July 2015 · 3 yrs 7 mos
Anderson & Strudwick, Incorporated
November 2009 - December 2011 · 2 yrs 1 mo
Anderson & Strudwick, IncorporatedBroker
November 2009 - December 2011 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
October 2003 - December 2009 · 6 yrs 2 mos
Wells Fargo Advisors, LLCBroker
July 2002 - December 2009 · 7 yrs 5 mos
Anderson & Strudwick, IncorporatedBroker
January 1998 - July 2002 · 4 yrs 6 mos
Olde Discount CorporationBroker
April 1994 - January 1998 · 3 yrs 9 mos
State Registrations10 states
CAFLILMDMINCPATNVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.