John Mccarthy
John Mccarthy is a registered investment advisor at Osaic Wealth, INC., based in Hunt Valley, MD, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
307 International Circle, Suite 390, Hunt Valley, MD, 21030
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Regulatory History (1)
Customer Dispute
December 2017Other Business ActivitiesSells Insurance
John is an insurance agent offering various insurance products, including accident and health, life, disability, long-term care, and fixed annuities, dedicating a few hours per week. He also owns Heritage Financial Consultants, LLC, offering disability, fixed, indexed, and long-term care insurance, as well as managing the practice nearly full-time. Additionally, John owns rental property, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
The Lincoln National Life Insurance CompanyBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.