KB
KB

Kevin James Broderick

24 Years of Experience
Broker
Areas of Practice
Retirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
303 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$715.2M

Fee Structure

Financial Planning:Investment management only
Annual Retainer:From $10,000/year
Hourly Rate:$250 - $750/hr
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Location

101 Huntington Ave, Suite 401, Boston, MA, 02199

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is an employee of MMA Agency, conducting non-investment related business activities supporting health & benefits services, taking about 10-20% of his time. He is also an investment adviser representative of MMA Asset Management LLC, providing wealth management and financial planning services.

Employment History
Current Registrations
Mma Asset Management LLC
March 2024 - Present · 1 yr 11 mos
Mma Securities LLC
January 2024 - Present · 2 yrs 1 mo
Mma Securities LLCBroker
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2014 - January 2020 · 5 yrs 2 mos
LPL Financial LLCBroker
November 2010 - November 2014 · 4 yrs
Nrp Financial, INC.Broker
December 2006 - November 2010 · 3 yrs 11 mos
Gbs Retirement Services, INC.Broker
July 2002 - December 2006 · 4 yrs 5 mos
Financial Network Investment CorporationBroker
July 2001 - July 2002 · 1 yr
State Registrations6 states
CAFLMANJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.