Sidney Dufresne
Sidney Dufresne is a registered investment advisor at Regal Investment Advisors LLC, based in River Rouge, LA, with 32 years of industry experience. Sidney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 8,302 clients with $2.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees typically range from 0.30% to 1.00% per annum depending on account value and strategy composition. Fees and payment arrangements are negotiable on a case-by-case basis.
Fee Estimator
Location
9515 Jefferson Highway, River Rouge, LA, 70123
Get directionsHistory
Regulatory History (3)
Regulatory
October 2018Employment Separation After Allegations
August 2017Criminal
September 1995Other Business ActivitiesSells Insurance
Sidney owns rental property since 2010, dedicating minimal time to it. Sidney also sells group health insurance and life insurance, and annuities through Insurmark, spending a few hours per week on these activities.
Employment History
Current Registrations
Regal Investment Advisors LLC
Regulus Financial Group, LLCBroker
Previous Registrations
Dorsey & Company, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Marquis Investments, L.L.C.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.