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Alma Abrusley-Faulkner
18 Years of Experience
Newport Beach, CA
3 DisclosuresBroker
Alma Abrusley-Faulkner is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newport Beach, CA, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
4770 Campus Dr, Ste 210, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
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Financial
December 2022Final
Financial
February 2022Final
Financial
February 2022Final
Employment History
Previous Registrations
Raymond James Financial Services Advisors, INC
December 2025 - March 2026 · 3 mos
LPL Financial LLC
July 2024 - October 2024 · 3 mos
Cwm, LLC
June 2023 - January 2024 · 7 mos
Morgan Stanley
February 2017 - October 2017 · 8 mos
American Express Financial Advisors, INC.
May 2004 - April 2005 · 11 mos
Exams
No exam information available for this advisor.