JW
JW

Janice Whiting

17 Years of Experience
Red Bank, NJ
Broker

Janice Whiting is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Road, Building 1, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
August 2023 - Present · 2 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2011 - August 2023 · 11 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2010 - August 2023 · 13 yrs 1 mo
Morgan Stanley Smith BarneyBroker
May 2010 - August 2010 · 3 mos
Copeland Equities, INC.Broker
July 1994 - July 1996 · 2 yrs
State Registrations38 states
AKALARAZCACOCTDCDEFLGAIDILINKYMAMDMEMIMNMOMTNENHNJNVNYOHORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.