Stanley Hochhauser
Stanley Hochhauser is a registered investment advisor at Janney Montgomery Scott LLC, based in New York, NY, with 60 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
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Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
1166 Avenue of the Americas, 21st Floor, New York, NY, 10036
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Regulatory History (1)
Customer Dispute
April 2005Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Tucker Anthony IncorporatedBroker
Oppenheimer & CO., INC.Broker
L. F. Rothschild & CO. IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Drexel Firestone IncorporatedBroker
Shearson, Hammill & CO., IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.