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Kurt Kleinle

J.P. Morgan Securities LLC
32 Years of Experience
Mendham, NJ
3 DisclosuresBroker
View SEC Summary
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Kurt Kleinle is a registered investment advisor at J.P. Morgan Securities LLC, based in Mendham, NJ, with 32 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

98 E Main St, Mendham, NJ, 07945

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023
Denied
Customer Dispute
January 2013
Settled
Customer Dispute
June 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
June 2013 - Present · 13 yrs 4 mos
J.P. Morgan Securities LLC
June 2013 - Present · 13 yrs 4 mos
Previous Registrations
Janney Montgomery Scott LLC
December 2005 - June 2013 · 7 yrs 6 mos
Janney Montgomery Scott LLCBroker
October 1995 - June 2013 · 17 yrs 8 mos
Dean Witter Reynolds INC.Broker
June 1994 - October 1995 · 1 yr 4 mos
State Registrations28 states
ALAZCACOCTDEFLGAILINKSMAMDMONCNHNJNVNYOHORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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