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CFP

Stephen Sexton

LPL Financial LLC
32 Years of Experience
Greensboro, NC
BrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Sexton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greensboro, NC, with 32 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

701 Green Valley Rd, Ste. 302, Greensboro, NC, 27408

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephen receives non-variable insurance trails from Pilot Benefits and Stephen D. Sexton, both starting in 1993 and 2002 respectively. These activities are investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2022 - Present · 4 yrs 1 mo
LPL Financial LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Truist Advisory Services, INC.
February 2021 - September 2022 · 1 yr 7 mos
Truist Investment Services, INC.Broker
February 2021 - September 2022 · 1 yr 7 mos
Bb&t Securities, LLCBroker
July 2016 - February 2021 · 4 yrs 7 mos
Bb&t Securities, LLC
July 2016 - February 2021 · 4 yrs 7 mos
LPL Financial LLC
May 2009 - August 2016 · 7 yrs 3 mos
LPL Financial LLCBroker
May 2009 - August 2016 · 7 yrs 3 mos
Lincoln Financial Securities Corporation
December 2001 - May 2009 · 7 yrs 5 mos
Lincoln Financial Securities CorporationBroker
October 1997 - May 2009 · 11 yrs 7 mos
Jefferson-Pilot Investor Services, INC.Broker
May 1994 - October 1997 · 3 yrs 5 mos
State Registrations21 states
AKALAZCAFLGAIAILMAMDMIMONCNVNYOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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