Steven Jennings
Steven Jennings is a registered investment advisor at Evergreen RIA, LLC, based in Dorset, VT, with 30 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 19 clients with $3.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are generally negotiable.
Fee Estimator
Location
Dorset, VT
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2021Customer Dispute
July 2020Customer Dispute
February 2020Customer Dispute
February 2020Other Business ActivitiesSells Insurance
Steven is an agent for fixed insurance sales and mortgage services through Jennings Financial Group, dedicating a few hours per week to each. He also works nearly full-time as an Investment Advisor Representative for Evergreen RIA, LLC, providing financial planning and investment advice.
Employment History
Current Registrations
Evergreen RIA, LLC
D.H. Hill Securities, Lllp
D.H. Hill Securities, LllpBroker
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.