John Findley
John Findley is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
17015 N Scottsdale Road, Suite 125, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2019Other Business ActivitiesSells Insurance
John is an agent offering fixed/indexed annuities and traditional life insurance since 2009, dedicating minimal time to this activity. He also offers long-term care insurance since 2011, also dedicating minimal time. Finally, John is the owner/agent of Momentum Value Partners LLC, through which he manages his practice and offers fixed insurance products, dedicating minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
The Lincoln National Life Insurance CompanyBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.