CB
CB

Cherie Barton

15 Years of Experience
Mercer Island, WA
Broker

Cherie Barton is a registered investment advisor at Wells Fargo Advisors, based in Mercer Island, WA, with 15 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7900 SE 28th St, Ste 300, Mercer Island, WA, 98040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2016 - Present · 10 yrs 1 mo
Wells Fargo Advisors
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLCBroker
May 2012 - April 2016 · 3 yrs 11 mos
RBC Capital Markets, LLC
May 2012 - April 2016 · 3 yrs 11 mos
LPL Financial LLC
March 2012 - May 2012 · 2 mos
LPL Financial LLCBroker
December 2011 - May 2012 · 5 mos
Administrative Systems, INC.Broker
July 1994 - May 1995 · 10 mos
CUNA Brokerage Services, INC.Broker
July 1994 - July 1994 · 0 mos
State Registrations29 states
AKAZCACOCTFLGAHIIDILKSMAMDMEMOMTNJNVNYOHOKORPATNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.