Barry Drogy
Barry Drogy is a registered investment advisor at Pendragon Capital Management, INC., based in Fishkill, NY, with 18 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pendragon's fees for investment management are a percentage of the value of your account, and the specific rate is negotiable. The fees generally range from 0.50% to 1.50% annually for Equity, Balanced, and Specialty Strategies, and 0.35% for the Bond Strategy. The fee is calculated each quarter based on the value of your account on the last business day of the quarter, and is paid after the end of the quarter. You can choose to have the fee deducted from your account or be invoiced directly.
Location
Fishkill, NY
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Regulatory History (1)
Employment Separation After Allegations
January 2010Other Business Activities
Barry is a managing partner at Whitehaven Associates, providing financial and business consulting, taking about half of his time. He also provides business consulting services to hearing aid professionals and business owners, taking about 10-20% of his time, and is a trustee for a family trust.
Employment History
Current Registrations
Pendragon Capital Management, INC.
Previous Registrations
BrokerageselectBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.