RE
CFP
RE
CFP
Rickey Ernzen is a CFP-designated registered investment advisor, based in Fort Worth, TX, with 30 years of industry experience.
Location
500 W 13th Street, Fort Worth, TX, 76102
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2025Other Business ActivitiesSells Insurance
Rickey is a Vice President and Retirement Plan Specialist at Higginbotham, where he assists business owners with retirement plans and executive benefits, dedicating nearly full-time hours. He is also an Investment Advisor Representative (IAR) with Kestra Advisory Services, LLC, spending a significant portion of his time in this role as well, and offers insurance services.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Kestra Advisory Services, LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
March 2008 - May 2019 · 11 yrs 2 mos
American Century Investment Services INC.Broker
December 1995 - March 2008 · 12 yrs 3 mos
State Registrations10 states
ARCAFLGAKSLAMINCRITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.