Thomas Ierna
Thomas Ierna is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Miller Place, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Miller Place, NY
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 2017Judgment / Lien
August 2015Other Business ActivitiesSells Insurance
Thomas is an insurance agent selling life, health, property, and casualty insurance products since 2015. This takes about a quarter of his time, with 40 hours dedicated to securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Commonwealth Financial NetworkBroker
Descap Securities, INC.Broker
Vanguard CapitalBroker
Guardian Investor Services CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.