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Stephen Labate

27 Years of Experience
St. Petersburg, FL
Broker

Stephen Labate is a registered investment advisor, based in St. Petersburg, FL, with 27 years of industry experience.

Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen is an Investment Advisory Representative and an agent at Spirit of America Management Corporation, an affiliated company. The filing does not specify the time commitment or nature of the activities.

Employment History
Current Registrations
Raymond James Financial Services, INC.
April 2022 - Present · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Raymond James Financial Services Advisors, INC
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Spirit of America Management CORP
April 2018 - April 2022 · 4 yrs
David Lerner Associates, INC.Broker
August 2017 - April 2022 · 4 yrs 8 mos
Academy Securities, INC.Broker
October 2016 - July 2017 · 9 mos
E*trade Capital Management, LLC
May 2013 - March 2014 · 10 mos
E*trade Securities LLCBroker
April 2013 - March 2014 · 11 mos
Prudential Investment Management Services LLCBroker
September 2008 - May 2012 · 3 yrs 8 mos
Global Portfolio Strategies, INC.
September 2008 - May 2012 · 3 yrs 8 mos
Chase Investment Services CORP.
January 2007 - September 2008 · 1 yr 8 mos
Chase Investment Services CORP.Broker
January 2007 - September 2008 · 1 yr 8 mos
Hilliard Farber & CO., INC.Broker
December 2005 - August 2006 · 8 mos
Morgan Stanley Dw INC.Broker
December 2001 - December 2005 · 4 yrs
Investec Ernst & CompanyBroker
October 1999 - December 2001 · 2 yrs 2 mos
Royce Investment Group, INC.Broker
October 1996 - October 1999 · 3 yrs
Kensington Wells IncorporatedBroker
February 1995 - November 1996 · 1 yr 9 mos
Rickel & Associates, INC.Broker
December 1994 - February 1995 · 2 mos
South Richmond Securities, INC.Broker
July 1994 - December 1994 · 5 mos
A.J. Michaels & CO., LTD.Broker
May 1994 - May 1994 · 0 mos
State Registrations7 states
CODCFLLAMDNYPR
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stephen Labate - Financial Advisor | TrueAdvisor